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Financial Services and Markets Act
Results: 894

#	Item
211	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2010 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:11:35 Financial markets SEC filings Financial services Regulation S-K Investment banking Security Form 10-K Private equity Short Financial economics Finance Investment
212	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-Q È QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:11:40 Accountancy Financial economics Form 10-K Financial instrument Investment banking United States housing bubble Financial statements Financial services Regulation S-X SEC filings Finance Financial markets
213	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended November 30, 2007 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:57 Financial services Financial markets SEC filings Funds Morgan Stanley Investment banking Securities research Regulation S-K Security Financial economics Investment Finance
214	Part NOTIFICATIONS Chapter content 1. APPLICATION AND DEFINITIONS 2. GENERAL NOTIFICATION REQUIREMENTS Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2015-01-21 07:21:16 Financial regulation Markets in Financial Instruments Directive Financial Services and Markets Act Law of agency Private law Law European Union Business
215	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:36 Financial services House of Morgan Financial markets Primary dealers Morgan Stanley Investment banking Prime brokerage Securities research Regulation S-K Financial economics Investment Finance
216	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:11 Financial services House of Morgan Financial markets Morgan Stanley Investment banking Prime brokerage Dean Witter Reynolds Hedge fund Securities research Financial economics Investment Finance
217	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K/A AMENDMENT NO. 1 TO THE ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:34 Financial services Financial markets Primary dealers Morgan Stanley Investment banking Prime brokerage Regulation S-K Private equity Securities research Financial economics Investment Finance
218	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:39 Financial services House of Morgan Financial markets Morgan Stanley Investment banking Prime brokerage Hedge fund Securities research Dean Witter Reynolds Financial economics Investment Finance
219	[removed]: New Collective Investment Schemes Sourcebook (Introduction Of Northern Ireland Oeics) (Amendment) Instrument 2004 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:47 Investment Finance Open-ended investment company Collective investment scheme Financial Services Authority Financial Services and Markets Act Financial economics Financial services Funds
220	Senior Persons Regime Implications for Senior Decision-Makers GRANT THORNTON FINANCIAL SERVICES GROUP Introduction Although the governance and risk management Add to Reading List Source URL: www.grant-thornton.co.uk Language: English - Date: 2014-03-17 10:59:39 Financial regulation Financial Regulator Financial Services and Markets Act Money laundering Financial Conduct Authority Federal Reserve System Business Economy of the Republic of Ireland United Kingdom Economy of the United Kingdom

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